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IMPORTANT INFORMATION ABOUT ACCESS TO THIS WEBSITE

www.equitiesfirst.com/uk (website) and any information contained therein (i) is only intended for persons classified as Professional Clients and Eligible Counterparties for the purposes of FCA Rules and (ii) should only be accessed by persons located in a jurisdiction or country where access to such information is not contrary to local law and regulation. Information on this website must not be relied or acted upon by any other persons.

The investments and investment services referred to on this website may not be suitable for all investors. If in doubt investors should seek professional, independent financial advice, including the tax consequences in respect of any proposed course of action, before making any investment decision.

The information contained in this website does not constitute an offer or solicitation in any jurisdiction in which it is not authorised, or to any person to whom such offer or solicitation is unlawful.

All persons accessing this website do so on an unsolicited basis and on their own initiative. It is the responsibility of persons accessing this website to inform themselves of, and act in accordance with, the legal and regulatory requirements in their jurisdiction of citizenship, residence or domicile.

This website should not be regarded as an offer or solicitation, or recommendation to conduct investment business, as defined by the Financial Services and Markets Act 2000, in any jurisdiction other than the United Kingdom.

This website is for residents of the United Kingdom only. If you are not resident in the United Kingdom you must not view this website.

Investors who are resident in or are citizens of any country other than the United Kingdom may be subject to local restrictions, therefore, the information contained in this website is not for distribution outside the United Kingdom. Under no circumstances should information or any part of it be copied, reproduced or redistributed.

Equities First (London) Limited and its affiliates disclaim all responsibility if persons access the Website, or the information on it, contrary to such legal and regulatory requirements.

If you have any doubts about your status, you must not access this website.

Please contact Equities First (London) Limited if you require any further information on your status. Definitions of 'professional client' and 'eligible counterparty' can be found in the Glossary of the FCA Handbook which can be accessed here.

Please read the Terms & Conditions of Use below carefully. These set out the terms and conditions for accessing this Website. After you have read and understood the Terms & Conditions of Use, you may click "Proceed To Website" to proceed. By doing so, you:

(i) Confirm that you are permitted to access this Website because you are a professional client or an eligible counterparty for the purposes of the FCA Rules.

(ii) Confirm that you are accessing this Website on an unsolicited basis, on your own initiative and in compliance with the laws and regulations of the jurisdiction or country in which you are residing.

(iii) Acknowledge expressly that you have read and understood the Terms & Conditions of Use and agree to abide by them.

To proceed, you must also agree to meet all Terms and Conditions set forth by Equities First (London) Limited as outlined here.

If you do not agree with these Terms and Conditions of Use and/or you are a retail client for the purposes of the FCA Rules, you are not permitted to access this Website.

© Copyright 2015 Equities First (London) Limited. All rights Reserved. Registered in England No. 8120457. Registered Office: Second Floor, 123 Aldersgate Street, Barbican, London England, EC1A 4JQ. Authorised and regulated by the Financial Conduct Authority.

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COOKIE POLICY

COOKIE POLICY

Last updated May 22, 2018

This Cookie Policy applies to Equities First Holdings® (“EFH”, “we”, “us” or “our”). Like most businesses, we employ “cookies” or similar technologies. This Cookie Policy tells you about the use of Cookies and similar technologies on www.equitiesfirst.com (the “Site”).

When you first access the Site from certain jurisdictions, you will receive a message advising you that cookies and similar technologies are in use. By clicking “accept cookies”, closing the message, or continuing to browse the Site, you signify that you understand and agree to the use of these technologies, as described in this Cookie Policy.

You do not have to accept cookies and consent can be withdrawn at any time (see How to Control Cookies, below). You can change your browser settings to refuse or restrict cookies, and you may delete them after they have been placed on your device at any time. If you do not accept or delete our cookies, some areas of the Site that you access may take more time to work, or may not function properly.

What are cookies

Cookies are small files containing a string of characters that we may store on your computer or mobile device when you visit the Site. When you visit the Site again, the cookies allow us to recognize your browser. Cookies may store your preferences and other information but cannot read data off your hard disk or read cookie files created by other sites. Cookies set by a website owner (in this case, EFH) are called “first party cookies”. Cookies set by parties other than the website owner are called “third party cookies”. Third party cookies enable us to provide third party features or functionality through the Site (i.e. advertising, social media functions and analytics).

The cookies we use:

Cookies make the use of the Site easier by, among other things, saving your preferences. We may also use cookies to deliver content tailored to your interests. Our cookies may enable us to relate your use of the Site to personal data that you previously submitted. The information that we collect with cookies allows us to statistically analyze usage of the Site, and to improve and customize our content and other offerings. However, we only disclose information collected with cookies to third parties on an aggregated basis without the use of any information that personally identifies you. The specific types of first party and third party cookies placed by the Site and the purposes they perform are described in the table below:

How to control cookies:

When you first access the Site from certain jurisdictions, you will receive a message advising you that cookies and similar technologies are in use. By clicking “accept cookies”, closing the message, or continuing to browse the website, you signify that you understand and agree to the use of these technologies, as described in this Cookie Policy. You do not have to accept cookies and consent can be withdrawn at any time, although you may not be able to use certain features on the Site. You can do this by clicking the appropriate opt-out provided in the cookie table above or by activating the settings on your browser that allows you to refuse all or some cookies.

Web beacons:

As well as cookies, we use other technologies to recognize and track visitors to the Site.

A web beacon (also known as a “tracking pixel” or “clear GIF”) is a clear graphic image (typically a one-pixel tag) that is delivered through a web browser or HTML e-mail, typically in conjunction with a cookie.

Web beacons allows us, for example, to monitor how users move from one page within our websites to another, to track access to our communications, to understand whether users have come to our websites from an online advertisement displayed on a third-party website, to measure how ads have been viewed and to improve site performance.

Targeting advertising:

Please note that third parties (including, for example, advertising networks and providers of external services like web traffic analysis services) use cookies, over which we have no control. These cookies are likely to be analytical/performance cookies or targeting cookies. These companies may use information about your visits to this and other websites in order to provide relevant advertisements about goods and service that you may be interested in. They may also employ technology that is used to measure the effectiveness of advertisements.

Changes to this cookie policy:

We will update this Cookie Policy from time to time, so please check back periodically.

The provisions contained in this Cookie Policy supersede all previous notices or policies regarding our use of cookies and similar technology on the Site.

We encourage you to check frequently to see the current Cookie Policy to be informed of how EFH is committed to protecting your information and providing you with improved content on the Site in order to enhance your experience.

Contact details:

To exercise all relevant rights, or to raise queries or complaints, please in the first instance contact the Data Protection Officer, Alan Pereira.

Equities First (London) Limited

Attn: Data Protection Officer

The Prow

1 Wilder Walk

London, W1B 5AP

E-mail: apereira@equitiesfirst.com

You can contact the Information Commissioner’s Office on 0303 123 1113 or via email at https://ico.org.uk/global/contact-us/email/ or by post at The Information Commissioner’s Office, Wycliffe House, Water Lane, Wilmslow, Cheshire SK9 5AF.

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