Meet Our Team Of Experts And Professionals
- AMERICAS
- ASIA
- AUSTRALIA
- MIDDLE EAST
- EUROPE
- CN/HK
- KR
- SG
- TH
Alex Baboolal is Director at EquitiesFirst.
Alex is responsible for business development and origination support functions across EquitiesFirst’s Europe operations.
Bringing with him over seven years of investment and finance experience, Alex specializes in institutional sales and relationship management.
Prior to joining EquitiesFirst, Alex held several account management positions at Fisher Investments. He holds a Bachelor’s degree in geology from the University of Birmingham in Edgbaston.
Alex is based at the Europe headquarters in London, United Kingdom.
Davenee Benge is an Accounting Assistant at EquitiesFirst.
In her role, Davenee oversees workplace management, primarily focusing on administrative and accounting support to ensure smooth operations across all office functions.
She brings over 20 years of experience and knowledge in corporate administration, specializing in account payables and receivables processing, as well as systematic documentation.
Prior to joining EquitiesFirst, Davenee was most recently an Executive Assistant and Office Manager at a real estate and mortgage solutions company. She has also held a number of administrative and accounting roles previously.
Davenee is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Henry Chan is the Research Manager at EquitiesFirst.
Henry is responsible for equity research, data analysis and supporting the business development team in Hong Kong.
With more than seven years of experience in equity and cryptocurrency research, Henry brings with him solid expertise in the areas of company research, fundamental analysis, investment, portfolio management and risk management.
Prior to joining EquitiesFirst, Henry served as an Assistant Portfolio Manager at LBN Advisers. He is a CFA charterholder and holds a Bachelor’s degree in Business Administration (Honours) from the Hang Seng University of Hong Kong.
Henry is based at the Asia headquarters in Hong Kong, China.
Cholticha Charoenrat is Manager of Operations and Administration at EquitiesFirst.
Cholticha is responsible for the overall management and administration of the firm’s Bangkok office. Working closely with director teams, Cholticha ensures smooth and efficient operations.
Prior to joining EquitiesFirst, Cholticha held a primary customer care associate role at Schneider Electric, a global energy management and automation company. She holds a Bachelor’s degree in communication arts from Silpakorn University.
Cholticha is based in the Bangkok office in Thailand.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Ken Chong is Director at EquitiesFirst.
Working closely with the origination team across Asia, Ken develops bespoke analysis and reports, and assists the team across various supporting functions.
With over five years of experience in equity research and management consultation, Ken brings with his extensive knowledge in fundamental analysis, corporate valuation, and financial modeling.
Prior to joining EquitiesFirst, Ken was a publishing research analyst at Jefferies. He also held positions at Daiwa Capital Markets and Accenture. Ken is a CFA charterholder and holds a Bachelor’s degree in finance and operating management from Hong Kong University of Science and Technology.
Ken is based at the Asia headquarters in Hong Kong, China.
Connie Chow is Senior Manager of Office Management at EquitiesFirst.
Connie is primarily responsible for the overall management and administration of EquitiesFirst’s Asia headquarters in Hong Kong, ensuring smooth operations across all office functions.
Connie brings with her more than 13 years of experience in executive management, with vast knowledge of workplace administration and facility management.
Prior to joining EquitiesFirst, Connie held several administrative roles in a global reinsurance company. She holds a Bachelor’s degree in statistics and a graduate diploma in commerce from University of Auckland, New Zealand.
Connie is based at the Asia headquarters in Hong Kong, China.
Alexander “Al” Christy, Jr. is the founder and Chief Executive Officer of EquitiesFirst.
Since establishing the firm in 2002, Al leads global strategies and oversees operational activities within EquitiesFirst and its business units across North America, Europe, Asia and Oceania.
Drawing on over 20 years of industry experience, Al has emerged as a successful pioneer in progressive financing solutions, growing EquitiesFirst into a leading innovator in the private credit space. He specializes in long-term strategic planning, emerging market expansion, innovative cash-flow management as well as global resource development and allocation.
Prior to EquitiesFirst, Al held senior roles in Diversified Financial Group and Fidelity Investments, driving business in commercial and residential mortgage and loan origination.
Al is based at the global headquarters in Indianapolis, United States and frequently travels to EquitiesFirst offices across Europe and Asia-Pacific.
Elisse Cornell is the Transaction Administration Specialist at EquitiesFirst.
Elisse oversees all transaction settlements completed by EquitiesFirst as well as the tracking of loan positions. She also maintains the firm’s loan pipeline throughout the transaction cycle and supports Directors in ensuring they receive accurate and comprehensive loan terms for partners.
With over 15 years of experience in business development and human resources, Elisse has a proven track record in team management and commercial development.
Prior to joining EquitiesFirst, Elisse was a successful entrepreneur with her own business in Chicago. She is a licensed family law mediator and holds a Bachelor’s degrees in psychology from Northeastern Illinois University in Chicago and DePauw University in Greencastle.
Elisse is based at the global headquarters in Indianapolis, United States.
Gordon Crosbie-Walsh is the Chief Executive Officer, Asia at EquitiesFirst.
Gordon oversees all EquitiesFirst operations throughout the Asian region, focusing on business development across the firm’s five offices in Hong Kong, Singapore, Thailand, Beijing and Shanghai.
With over three decades of financial services experience, Gordon’s expertise spans chartered accounting, equity research, equity sales as well as investment banking and capital markets analysis.
Prior to joining EquitiesFirst, Gordon was part of the leadership team at several investment banking businesses, including CM Financial and Jefferies Asia, as well as the successful equity capital markets (ECM)/syndicate team at JP Morgan. Previously, he was also Managing Director and Head of Equities and Equity Sales in Hong Kong and China for Deutsche Bank and Salomon Smith Barney. Gordon holds a Bachelor’s degree from Monash University (Chisholm) in Melbourne, Australia.
Gordon is based at the Asia headquarters in Hong Kong, China.
David Fabian is a Trader at EquitiesFirst.
David’s primary responsibilities include assisting the overall strategic management of EquitiesFirst’s global portfolio.
With over 25 years of experience in the capital markets, David brings with him extensive knowledge in the areas of trading, sales and operations.
Prior to joining EquitiesFirst, David was a Spartan Brokerage Trader and Nasdaq Principal Trader at Fidelity Investments. He also served as a Sales Trader at Longbow Research. David holds Series 4, 7, 55 and 63 licenses from the Financial Industry Regulatory Authority. He also holds an MBA from Xavier University and a Bachelor’s degree from Ohio University, both in finance.
David is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Christopher Gey is a Trader at EquitiesFirst.
Christopher assists in the overall strategic management of EquitiesFirst’s global portfolio and risk management functions.
With nearly 15 years of professional experience in stock market trading, Christopher specializes in equity market analysis and trading strategies.
Prior to joining EquitiesFirst, Christopher held trader, analyst and private wealth management roles at financial institutions such as First New York Securities, ECHOtrade, Viking Global Investors, Citigroup, UBS Financial Services and Merrill Lynch. He holds Series 7, 55 and 63 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in economics from Wharton School, University of Pennsylvania in Philadelphia.
Christopher is based at the global headquarters in Indianapolis, United States.
Yunseok is the Director of Sales, South Korea at EquitiesFirst.
Yunseok is responsible for originating new business and leading product development for South Korea. He also manages the firm’s strategic relationships with companies, institutions and high-net-worth individuals in the market.
Prior to joining EquitiesFirst, Yunseok drove the sales and management of Korean Won and foreign currency bonds, as well as private wealth management with a focus on financial products, at Dongyang Investment Bank and Merrill Lynch Securities. With extensive experience in real estate project financing and M&A advisory, Yunseok is a seasoned expert in asset allocation and asset succession.Yunseok holds a Bachelor’s degree in Business Management from Korea University.
Yunseok is based in the Seoul office in South Korea.
Leona Hu is the Managing Director at EquitiesFirst.
Leona is primarily responsible for the development and management of strategic relationships with external partners across the Greater China region.
With nearly 20 years of experience in China’s financial services and investment banking sectors, Leona’s area of expertise includes IPOs and equity financing, mergers and acquisitions and debt financing.
Before joining EquitiesFirst, Leona held leadership positions at Goldman Sachs and UBS Securities. She also worked at Ernst & Young earlier in her career. Leona is a member of the Chinese Institute of Certified Public Accountants (CICPA). She holds an MBA from Tsinghua University and a Bachelor’s degree in Risk Management and Insurance from Nankai University, China.
Leona is based in the Beijing office in China.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Renuka Kuech is the Chief Operating Officer, International at EquitiesFirst.
Renuka is primarily responsible for supporting business operations and development across Asia-Pacific, the Middle East and North Africa and Europe. She works closely with the global operations team in the United States to develop and implement operational best practice, both domestically and internationally.
With more than 15 years of financial services experience, Renuka is an operational risk specialist with expertise spanning equity platforms, operational development, risk management and regulatory compliance.
Before joining EquitiesFirst, Renuka held senior global and regional roles at CLSA, Macquarie Bank, Australian Stock Exchange, Commonwealth Bank and KPMG. Renuka is a member of the Institute of Chartered Accountants Australia and holds a Bachelor’s degree in commerce from the University of New South Wales in Sydney, Australia.
Renuka is based in the Singapore office.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Dong-Lyul Lee is the Executive Director and Head of Sales, South Korea at EquitiesFirst.
Dong-Lyul is responsible for overseeing the firm’s strategic relationships with corporates, institutions and high-net-worth individuals in the South Korean market.
With more than 30 years of experience, Dong-Lyul brings deep industry knowledge and expertise in financial markets and products, including equities, bonds, derivatives and structured products, with a primary focus on asset-backed financing.
Prior to joining EquitiesFirst, Dong-Lyul was a senior sales advisor at Shinhan Financial Investment. He began his career at SK Securities and has worked for respected global institutions, namely Citibank, Salomon Smith Barney and Merrill Lynch. He has also served as Head of Private Banking Group at NH Investment & Securities. Dong-Lyul earned his PhD in business administration from Soongsil University. He also holds an MBA and a Bachelor’s degree in economics from Yonsei University and Korea University respectively.
Dong-Lyul is based in the Seoul office in South Korea.
James Gee-Chul Lee is the Managing Director and South Korea CEO at EquitiesFirst.
In his role, James oversees EquitiesFirst’s Seoul operations as well as leads its origination development and deal execution efforts in conjunction with the firm’s global operations team. James is also responsible for formulating and driving the firm’s business strategies and initiatives in line with regulatory requirements.
Prior to joining EquitiesFirst, James was a senior finance lawyer and primary relationship manager at Kim & Chang for the firm’s key global institutional clients. James started his career as a currency trader at Hyundai International Merchant Bank in 1996 in Seoul. After graduating from law school in the US, he spent eight years across New York, Hong Kong and London as an M&A and capital markets lawyer for law firms Sidley Austin, Skadden Arps and Clifford Chance. After returning to South Korea in 2010, he worked as General Counsel for Bank of America Merrill Lynch Korea for six years before joining Kim & Chang.
James holds a Bachelor’s degree in Business Administration Management from Korea University and earned a JD from Vanderbilt University Law School.
James is based in the Seoul office in South Korea.
Julie Leung is the Executive Assistant to Asia CEO & Head of Administration, Asia at EquitiesFirst.
In her role, Julie provides executive support to the Asia CEO while overseeing all administrative functions at the EquitiesFirst’s Asia headquarters in Hong Kong, as well as other regional business units.
With over 21 years of experience in executive management, Julie brings with her a vast knowledge in executive support and operational management for many international companies.
Prior to joining EquitiesFirst, Julie held senior administrative management roles at a wide range of professional multinational corporate companies, including WarnerMedia, Credit Suisse, Rogers & Wells and Baker McKenzie among others. She holds a Higher Diploma in legal studies from The University of Hong Kong.
Julie is based at the Asia headquarters of EquitiesFirst in Hong Kong, China.
Leon Li is the Managing Director at EquitiesFirst.
Leon is primarily responsible for developing and managing strategic partnerships for the firm, with a primary focus on the Greater China market.
With over fifteen years of experience in investment banking and corporate finance, Leon brings a wealth of expertise in capital raising and strategic advisory at the C-suite client levels, particularly across the APAC region and Greater China.
Prior to joining EquitiesFirst, Leon held senior positions at Credit Suisse (Hong Kong), Nomura International (Hong Kong), Guotai Junan Securities (Hong Kong) and Bank of America Merrill Lynch (New York) among others. He holds an MBA degree from INSEAD, France, a Master of Engineering Management degree from Dartmouth College, United States, and a Bachelor of Science degree from Fudan University, China.
Leon is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
Oliver Lis is Director, Europe at EquitiesFirst.
Oliver mainly focuses on the development of origination and marketing strategies for EquitiesFirst in the United Kingdom.
With nearly 15 years of experience in financial services, Oliver brings extensive knowledge and expertise in wealth and portfolio management for high-net-worth individuals.
Prior to EquitiesFirst, Oliver worked as a private banker at Barclays Wealth and Investment Management. Oliver also has a Bachelor’s degree in politics from the University of Bristol.
Oliver is based at the Europe headquarters in London, United Kingdom.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
James Mungovan is the Chief Executive Officer, Europe at EquitiesFirst.
James oversees origination strategies and operational functions for all EquitiesFirst business units across Europe, Africa and Canada. He also serves as Chief of Staff for the firm’s London office.
With over 15 years in corporate finance, James brings a well-established expertise in serving diverse clients, including corporates, institutional advisors, ultra-high-net-worth individuals, and family offices.
Prior to joining EquitiesFirst, James was a solicitor at Baker McKenzie London, where he specialised in cross-border M&A and capital market transactions, and Memery Crystal LLP, advising public companies and market institutions. James completed the Legal Practice Course at University of West England in Bristol and holds a Bachelor’s degree in law from Manchester University.
James is based at the Europe headquarters in London, United Kingdom.
Jiwon Park is the Administrative Manager, South Korea at EquitiesFirst.
Jiwon manages overall administration of the Seoul office and actively contributes towards enhancing the efficiency of office operations that adhere to global standards.
Prior to joining EquitiesFirst, Jiwon undertook manager roles at Samsung C&T Resort, Coex and OurHome in various fields such as administration, talent development, customer service and human resources. Jiwon holds a Master’s degree in Tourism Management from the Graduate School of Tourism, Sejong University.
Jiwon is based in the Seoul office in South Korea.
Hyou Setsu is the Managing Director at EquitiesFirst.
Hyou is responsible for overseeing strategic business relationships for the firm, with a primary focus on the Japan market.
With nearly two decades of experience in investment banking and corporate finance, Hyou brings extensive expertise and has led successful equity fundraising deals for corporates across Asia.
Prior to joining EquitiesFirst, Hyou worked at CITIC CLSA Securities (Hong Kong), Mizuho Securities Asia (Hong Kong) and Goldman Sachs (Japan) among others. He holds a Master of Arts degree in Economics from Hitotsubashi University and a Bachelor of Arts degree in Economics from Hiroshima University in Japan.
Hyou is based at the Asia headquarters in Hong Kong, China.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Jeff Smith is the Senior Managing Director at EquitiesFirst.
Driving the development of origination at EquitiesFirst as well as its business units across North America, Europe, Asia and Oceania, Jeff is primarily responsible for the firm’s global client acquisition and marketing functions. He also oversees all underwriting activities within the organization.
Jeff brings over 30 years of extensive institutional experience and knowledge to EquitiesFirst, particularly in the areas of innovative financing, professional accounting and derivatives management.
Prior to joining EquitiesFirst, Jeff held key executive roles at Goldman Sachs, JPMorgan Chase, Prudential and Salomon Brothers. He has also served as a Certified Public Accountant at Deloitte. Jeff holds an MBA in finance and a Bachelor’s degree in accounting from Miami University in Oxford, Ohio.
Jeff is based at the global headquarters in Indianapolis, United States.
Andrew Stevens is the Principal Representative, MENA at EquitiesFirst*.
Andrew is primarily responsible for managing marketing functions across the Middle East and North Africa.
With over a decade of experience in international financial services, Andrew specializes in business development and complex financing solutions aligned to equity-based portfolios.
Prior to EquitiesFirst, Andrew held key management roles in the financial industry, where he provided consultation to wealth management professionals, high-net-worth individuals and brokerage firms on alternative financing solutions.
Andrew is based in the Dubai office in the United Arab Emirates.
*EquitiesFirst is the trade name of Equities First Holdings Hong Kong Ltd (DIFC Representative Office) on Gate Precinct Building 4, 6th Floor, Office 7, Dubai International Financial Centre. EquitiesFirst is regulated by the DFSA as a Representative Office.
Yuya Suzuki is a Senior Manager at EquitiesFirst.
Yuya is responsible for research, supporting the business development team in analyzing and assessing market opportunities, with a primary focus for the Japan market.
With seven years of experience in investment research in Hong Kong and equity trading in Japan, Yuya brings extensive expertise in equity research, trading, investment and portfolio management.
Prior to joining EquitiesFirst, Yuya was a Portfolio Manager at a family office and an Equity Trader at Daiwa Securities. He is a Certified Member Analyst of the Securities Analysts Association of Japan and holds a Bachelor’s degree in Science from Hokkaido University. He is also an MBA candidate at the University of Hong Kong.
Yuya is based at the Asia headquarters in Hong Kong, China.
John Thoe is the Director of Production at EquitiesFirst.
John leads global underwriting and transaction development across EquitiesFirst’s business units in North America, Europe and Oceania, in addition to partnership relationship management.
With years of experience in the financial services industry, John brings an expertise in corporate portfolio management, wealth management and equity market analysis.
Prior to joining EquitiesFirst, John held senior advisory roles at Morgan Stanley Smith Barney, and served as an aide in the office of United States Senator Richard Lugar. John holds Series 3, 7, 63 and 65 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in economics and business administration from Indiana University in Bloomington.
John is based at the global headquarters in Indianapolis, United States.
Daphne Tong is the Director of Operations and Administration, International at EquitiesFirst.
Daphne supports operational and administrative functions across the international offices.
With over 20 years of experience in the financial services industry, Daphne specializes in administrative management that ensures smooth business operations. She also brings with her well-established expertise in high-net-worth client servicing.
Prior to joining EquitiesFirst, Daphne held senior client servicing positions at the wealth management arms of JPMorgan Private Bank and Citibank Singapore. She holds a Bachelor’s degree in Business from Nanyang Technological University and a Diploma in Banking and Financial Services from Singapore Polytechnic.
Daphne is based in the Singapore office.
Amy Webster is the Senior Manager of Operations and Administration, MENA at EquitiesFirst*.
Amy is primarily responsible for overseeing all operational and administrative functions within the Dubai office of the firm.
She brings with her more than 20 years of professional experience in operations and providing executive support to C-Suite management across different sectors.
Prior to joining EquitiesFirst, Amy was the Office Manager and Senior Executive Assistant at a Dubai-based Japanese multinational firm. She has also served in executive assistant and administration roles at several multinational institutions across financial services, real estate and hospitality.
Amy is based at the Dubai office in the United Arab Emirates.
*EquitiesFirst is the trade name of Equities First Holdings Hong Kong Ltd (DIFC Representative Office) on Gate Precinct Building 4, 6th Floor, Office 7, Dubai International Financial Centre. EquitiesFirst is regulated by the DFSA as a Representative Office.
Jules Wheatley is the Senior Manager of Operations and Administration at EquitiesFirst.
Jules is primarily responsible for the overall operations and administration of EquitiesFirst’s Europe headquarters in London, ensuring smooth operations across all office functions.
She brings with her over 20 years of professional experience in business operations, human resources, and providing executive support to C-suite management.
Prior to joining EquitiesFirst, Jules held several positions in business operations and staffing across the finance and recruitment industries. She holds a BTEC National Diploma in Business & Finance from Eastbourne College, Sussex.
Jules is based at the Europe headquarters in London, United Kingdom.
Jason Winderbaum is the Chief Executive Officer, Australia at EquitiesFirst.
Jason is responsible for driving origination strategies and overseeing business operations across Australia and New Zealand. He also provides governance as the Responsible Manager for the Australian Financial Services Licence.
With more than 20 years of financial services experience, Jason specializes in professional advisory and financing solutions for entrepreneurs, institutions, family offices and wealth advisers.
Prior to joining EquitiesFirst, Jason was a Private Banker at Credit Suisse and has also held a number of management and operational roles with local and global financial services firms and Ultra High Net Worth Family offices. He is a qualified Chartered Accountant and Financial Adviser with a Master’s degree in applied finance focusing on investment and wealth management.
Jason is based at the Australia headquarters in Sydney.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
James Wong is an Associate Director at EquitiesFirst.
Working closely with the origination team, James is responsible for developing and implementing the relevant research and strategies for target markets and segments.
Before joining EquitiesFirst, James held a strategy and corporate development role at Hang Seng Bank. Prior to that, he worked in marketing roles at notable property and petroleum firms. He holds a Bachelor’s degree in information systems and computer science from the University of Hong Kong.
James is based at the Australia headquarters in Sydney.
Jason Wong is Senior Manager of Operations at EquitiesFirst.
Working with EquitiesFirst’s Asia CEO, Jason is primarily responsible for ensuring operational efficiency of the firm across all business lines.
Prior to joining EquitiesFirst, Jason had extensive experience in the areas of administration and office management. He is also a licensed Responsible Officer under the Securities and Futures Commission to supervise Type 1 regulated activities. He holds a Bachelor’s degree in international economics and trade from Wuhan University.
Jason is based at the Asia headquarters in Hong Kong, China.
Vincent Xu is the Managing Director at EquitiesFirst.
Vincent is responsible for overseeing strategic business relationships for the firm, with a primary focus on the Greater China region.
With more than a decade of experience in financial services, Vincent is an expert in developing collaborative partnerships and managing core investment strategy.
Prior to joining EquitiesFirst, Vincent held leadership positions at Strategic Capital Management, Well & Well JP Capital Group, Chen Young Oil Trading and CORPACC Australia. Vincent is licensed under the Securities and Futures Ordinance to conduct Type 1 regulated activities. He holds an MBA in applied finance from Queensland University of Technology and a Bachelor’s degree in accounting from Griffith University in Queensland, Australia.
Vincent is based at the Asia headquarters in Hong Kong, China.
Haiyang Xu is Senior Manager of Operations and Administration at EquitiesFirst.
Haiyang is responsible for overseeing all operational and administrative activities in the firm’s Beijing office.
With nearly nine years of professional experience, Haiyang specializes in administrative operations and management.
Prior to joining EquitiesFirst, Haiyang held positions in office administration and human resources at P3 Technical and Management Consulting Shanghai. She holds a Bachelor’s degree in German from Tangshan Teachers College in Hebei.
Haiyang is based in the Beijing office in China.
Alvin Yap is the Chief Executive Officer, Singapore at EquitiesFirst.
Alvin primarily focuses on origination and business development for capital deployment. He is responsible for developing and managing business relationships with corporates, institutions, family offices, intermediaries and high-net-worth individuals.
With over 25 years of experience in investment banking and finance, Alvin has built extensive networks and gained professional expertise in cross-border M&A, IPO, private equity, venture capital, and fundraising across Asia.
Prior to joining EquitiesFirst, Alvin held senior leadership positions at global investment bank China International Capital Corporation, Credit Suisse, Ernst & Young, Arthur Andersen and SGX-backed private capital raising platform CapBridge Financial. Alvin graduated from the University of Cambridge with a MPhil in Finance and was awarded First Class Honors in B.A. (Hons) Accounting & Financial Management at the University of Essex, United Kingdom. He is a scholar of the Cambridge Commonwealth Trust and the British Council.
Alvin is based in the Singapore office.
Alexander “Al” Christy, Jr. is the founder and Chief Executive Officer of EquitiesFirst.
Since establishing the firm in 2002, Al leads global strategies and oversees operational activities within EquitiesFirst and its business units across North America, Europe, Asia and Oceania.
Drawing on over 20 years of industry experience, Al has emerged as a successful pioneer in progressive financing solutions, growing EquitiesFirst into a leading innovator in the private credit space. He specializes in long-term strategic planning, emerging market expansion, innovative cash-flow management as well as global resource development and allocation.
Prior to EquitiesFirst, Al held senior roles in Diversified Financial Group and Fidelity Investments, driving business in commercial and residential mortgage and loan origination.
Al is based at the global headquarters in Indianapolis, United States and frequently travels to EquitiesFirst offices across Europe and Asia-Pacific.
Jeff Smith is the Senior Managing Director at EquitiesFirst.
Driving the development of origination at EquitiesFirst as well as its business units across North America, Europe, Asia and Oceania, Jeff is primarily responsible for the firm’s global client acquisition and marketing functions. He also oversees all underwriting activities within the organization.
Jeff brings over 30 years of extensive institutional experience and knowledge to EquitiesFirst, particularly in the areas of innovative financing, professional accounting and derivatives management.
Prior to joining EquitiesFirst, Jeff held key executive roles at Goldman Sachs, JPMorgan Chase, Prudential and Salomon Brothers. He has also served as a Certified Public Accountant at Deloitte. Jeff holds an MBA in finance and a Bachelor’s degree in accounting from Miami University in Oxford, Ohio.
Jeff is based at the global headquarters in Indianapolis, United States.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
John Thoe is the Director of Production at EquitiesFirst.
John leads global underwriting and transaction development across EquitiesFirst’s business units in North America, Europe and Oceania, in addition to partnership relationship management.
With years of experience in the financial services industry, John brings an expertise in corporate portfolio management, wealth management and equity market analysis.
Prior to joining EquitiesFirst, John held senior advisory roles at Morgan Stanley Smith Barney, and served as an aide in the office of United States Senator Richard Lugar. John holds Series 3, 7, 63 and 65 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in economics and business administration from Indiana University in Bloomington.
John is based at the global headquarters in Indianapolis, United States.
Elisse Cornell is the Transaction Administration Specialist at EquitiesFirst.
Elisse oversees all transaction settlements completed by EquitiesFirst as well as the tracking of loan positions. She also maintains the firm’s loan pipeline throughout the transaction cycle and supports Directors in ensuring they receive accurate and comprehensive loan terms for partners.
With over 15 years of experience in business development and human resources, Elisse has a proven track record in team management and commercial development.
Prior to joining EquitiesFirst, Elisse was a successful entrepreneur with her own business in Chicago. She is a licensed family law mediator and holds a Bachelor’s degrees in psychology from Northeastern Illinois University in Chicago and DePauw University in Greencastle.
Elisse is based at the global headquarters in Indianapolis, United States.
Christopher Gey is a Trader at EquitiesFirst.
Christopher assists in the overall strategic management of EquitiesFirst’s global portfolio and risk management functions.
With nearly 15 years of professional experience in stock market trading, Christopher specializes in equity market analysis and trading strategies.
Prior to joining EquitiesFirst, Christopher held trader, analyst and private wealth management roles at financial institutions such as First New York Securities, ECHOtrade, Viking Global Investors, Citigroup, UBS Financial Services and Merrill Lynch. He holds Series 7, 55 and 63 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in economics from Wharton School, University of Pennsylvania in Philadelphia.
Christopher is based at the global headquarters in Indianapolis, United States.
David Fabian is a Trader at EquitiesFirst.
David’s primary responsibilities include assisting the overall strategic management of EquitiesFirst’s global portfolio.
With over 25 years of experience in the capital markets, David brings with him extensive knowledge in the areas of trading, sales and operations.
Prior to joining EquitiesFirst, David was a Spartan Brokerage Trader and Nasdaq Principal Trader at Fidelity Investments. He also served as a Sales Trader at Longbow Research. David holds Series 4, 7, 55 and 63 licenses from the Financial Industry Regulatory Authority. He also holds an MBA from Xavier University and a Bachelor’s degree from Ohio University, both in finance.
David is based at the global headquarters in Indianapolis, United States.
Davenee Benge is an Accounting Assistant at EquitiesFirst.
In her role, Davenee oversees workplace management, primarily focusing on administrative and accounting support to ensure smooth operations across all office functions.
She brings over 20 years of experience and knowledge in corporate administration, specializing in account payables and receivables processing, as well as systematic documentation.
Prior to joining EquitiesFirst, Davenee was most recently an Executive Assistant and Office Manager at a real estate and mortgage solutions company. She has also held a number of administrative and accounting roles previously.
Davenee is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
Gordon Crosbie-Walsh is the Chief Executive Officer, Asia at EquitiesFirst.
Gordon oversees all EquitiesFirst operations throughout the Asian region, focusing on business development across the firm’s five offices in Hong Kong, Singapore, Thailand, Beijing and Shanghai.
With over three decades of financial services experience, Gordon’s expertise spans chartered accounting, equity research, equity sales as well as investment banking and capital markets analysis.
Prior to joining EquitiesFirst, Gordon was part of the leadership team at several investment banking businesses, including CM Financial and Jefferies Asia, as well as the successful equity capital markets (ECM)/syndicate team at JP Morgan. Previously, he was also Managing Director and Head of Equities and Equity Sales in Hong Kong and China for Deutsche Bank and Salomon Smith Barney. Gordon holds a Bachelor’s degree from Monash University (Chisholm) in Melbourne, Australia.
Gordon is based at the Asia headquarters in Hong Kong, China.
Renuka Kuech is the Chief Operating Officer, International at EquitiesFirst.
Renuka is primarily responsible for supporting business operations and development across Asia-Pacific, the Middle East and North Africa and Europe. She works closely with the global operations team in the United States to develop and implement operational best practice, both domestically and internationally.
With more than 15 years of financial services experience, Renuka is an operational risk specialist with expertise spanning equity platforms, operational development, risk management and regulatory compliance.
Before joining EquitiesFirst, Renuka held senior global and regional roles at CLSA, Macquarie Bank, Australian Stock Exchange, Commonwealth Bank and KPMG. Renuka is a member of the Institute of Chartered Accountants Australia and holds a Bachelor’s degree in commerce from the University of New South Wales in Sydney, Australia.
Renuka is based in the Singapore office.
Vincent Xu is the Managing Director at EquitiesFirst.
Vincent is responsible for overseeing strategic business relationships for the firm, with a primary focus on the Greater China region.
With more than a decade of experience in financial services, Vincent is an expert in developing collaborative partnerships and managing core investment strategy.
Prior to joining EquitiesFirst, Vincent held leadership positions at Strategic Capital Management, Well & Well JP Capital Group, Chen Young Oil Trading and CORPACC Australia. Vincent is licensed under the Securities and Futures Ordinance to conduct Type 1 regulated activities. He holds an MBA in applied finance from Queensland University of Technology and a Bachelor’s degree in accounting from Griffith University in Queensland, Australia.
Vincent is based at the Asia headquarters in Hong Kong, China.
Hyou Setsu is the Managing Director at EquitiesFirst.
Hyou is responsible for overseeing strategic business relationships for the firm, with a primary focus on the Japan market.
With nearly two decades of experience in investment banking and corporate finance, Hyou brings extensive expertise and has led successful equity fundraising deals for corporates across Asia.
Prior to joining EquitiesFirst, Hyou worked at CITIC CLSA Securities (Hong Kong), Mizuho Securities Asia (Hong Kong) and Goldman Sachs (Japan) among others. He holds a Master of Arts degree in Economics from Hitotsubashi University and a Bachelor of Arts degree in Economics from Hiroshima University in Japan.
Hyou is based at the Asia headquarters in Hong Kong, China.
Leona Hu is the Managing Director at EquitiesFirst.
Leona is primarily responsible for the development and management of strategic relationships with external partners across the Greater China region.
With nearly 20 years of experience in China’s financial services and investment banking sectors, Leona’s area of expertise includes IPOs and equity financing, mergers and acquisitions and debt financing.
Before joining EquitiesFirst, Leona held leadership positions at Goldman Sachs and UBS Securities. She also worked at Ernst & Young earlier in her career. Leona is a member of the Chinese Institute of Certified Public Accountants (CICPA). She holds an MBA from Tsinghua University and a Bachelor’s degree in Risk Management and Insurance from Nankai University, China.
Leona is based in the Beijing office in China.
Leon Li is the Managing Director at EquitiesFirst.
Leon is primarily responsible for developing and managing strategic partnerships for the firm, with a primary focus on the Greater China market.
With over fifteen years of experience in investment banking and corporate finance, Leon brings a wealth of expertise in capital raising and strategic advisory at the C-suite client levels, particularly across the APAC region and Greater China.
Prior to joining EquitiesFirst, Leon held senior positions at Credit Suisse (Hong Kong), Nomura International (Hong Kong), Guotai Junan Securities (Hong Kong) and Bank of America Merrill Lynch (New York) among others. He holds an MBA degree from INSEAD, France, a Master of Engineering Management degree from Dartmouth College, United States, and a Bachelor of Science degree from Fudan University, China.
Leon is based at the Asia headquarters in Hong Kong, China.
Ken Chong is Director at EquitiesFirst.
Working closely with the origination team across Asia, Ken develops bespoke analysis and reports, and assists the team across various supporting functions.
With over five years of experience in equity research and management consultation, Ken brings with his extensive knowledge in fundamental analysis, corporate valuation, and financial modeling.
Prior to joining EquitiesFirst, Ken was a publishing research analyst at Jefferies. He also held positions at Daiwa Capital Markets and Accenture. Ken is a CFA charterholder and holds a Bachelor’s degree in finance and operating management from Hong Kong University of Science and Technology.
Ken is based at the Asia headquarters in Hong Kong, China.
Jason Wong is Senior Manager of Operations at EquitiesFirst.
Working with EquitiesFirst’s Asia CEO, Jason is primarily responsible for ensuring operational efficiency of the firm across all business lines.
Prior to joining EquitiesFirst, Jason had extensive experience in the areas of administration and office management. He is also a licensed Responsible Officer under the Securities and Futures Commission to supervise Type 1 regulated activities. He holds a Bachelor’s degree in international economics and trade from Wuhan University.
Jason is based at the Asia headquarters in Hong Kong, China.
Henry Chan is the Research Manager at EquitiesFirst.
Henry is responsible for equity research, data analysis and supporting the business development team in Hong Kong.
With more than seven years of experience in equity and cryptocurrency research, Henry brings with him solid expertise in the areas of company research, fundamental analysis, investment, portfolio management and risk management.
Prior to joining EquitiesFirst, Henry served as an Assistant Portfolio Manager at LBN Advisers. He is a CFA charterholder and holds a Bachelor’s degree in Business Administration (Honours) from the Hang Seng University of Hong Kong.
Henry is based at the Asia headquarters in Hong Kong, China.
Yuya Suzuki is a Senior Manager at EquitiesFirst.
Yuya is responsible for research, supporting the business development team in analyzing and assessing market opportunities, with a primary focus for the Japan market.
With seven years of experience in investment research in Hong Kong and equity trading in Japan, Yuya brings extensive expertise in equity research, trading, investment and portfolio management.
Prior to joining EquitiesFirst, Yuya was a Portfolio Manager at a family office and an Equity Trader at Daiwa Securities. He is a Certified Member Analyst of the Securities Analysts Association of Japan and holds a Bachelor’s degree in Science from Hokkaido University. He is also an MBA candidate at the University of Hong Kong.
Yuya is based at the Asia headquarters in Hong Kong, China.
Julie Leung is the Executive Assistant to Asia CEO & Head of Administration, Asia at EquitiesFirst.
In her role, Julie provides executive support to the Asia CEO while overseeing all administrative functions at the EquitiesFirst’s Asia headquarters in Hong Kong, as well as other regional business units.
With over 21 years of experience in executive management, Julie brings with her a vast knowledge in executive support and operational management for many international companies.
Prior to joining EquitiesFirst, Julie held senior administrative management roles at a wide range of professional multinational corporate companies, including WarnerMedia, Credit Suisse, Rogers & Wells and Baker McKenzie among others. She holds a Higher Diploma in legal studies from The University of Hong Kong.
Julie is based at the Asia headquarters of EquitiesFirst in Hong Kong, China.
Connie Chow is Senior Manager of Office Management at EquitiesFirst.
Connie is primarily responsible for the overall management and administration of EquitiesFirst’s Asia headquarters in Hong Kong, ensuring smooth operations across all office functions.
Connie brings with her more than 13 years of experience in executive management, with vast knowledge of workplace administration and facility management.
Prior to joining EquitiesFirst, Connie held several administrative roles in a global reinsurance company. She holds a Bachelor’s degree in statistics and a graduate diploma in commerce from University of Auckland, New Zealand.
Connie is based at the Asia headquarters in Hong Kong, China.
Haiyang Xu is Senior Manager of Operations and Administration at EquitiesFirst.
Haiyang is responsible for overseeing all operational and administrative activities in the firm’s Beijing office.
With nearly nine years of professional experience, Haiyang specializes in administrative operations and management.
Prior to joining EquitiesFirst, Haiyang held positions in office administration and human resources at P3 Technical and Management Consulting Shanghai. She holds a Bachelor’s degree in German from Tangshan Teachers College in Hebei.
Haiyang is based in the Beijing office in China.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
James Gee-Chul Lee is the Managing Director and South Korea CEO at EquitiesFirst.
In his role, James oversees EquitiesFirst’s Seoul operations as well as leads its origination development and deal execution efforts in conjunction with the firm’s global operations team. James is also responsible for formulating and driving the firm’s business strategies and initiatives in line with regulatory requirements.
Prior to joining EquitiesFirst, James was a senior finance lawyer and primary relationship manager at Kim & Chang for the firm’s key global institutional clients. James started his career as a currency trader at Hyundai International Merchant Bank in 1996 in Seoul. After graduating from law school in the US, he spent eight years across New York, Hong Kong and London as an M&A and capital markets lawyer for law firms Sidley Austin, Skadden Arps and Clifford Chance. After returning to South Korea in 2010, he worked as General Counsel for Bank of America Merrill Lynch Korea for six years before joining Kim & Chang.
James holds a Bachelor’s degree in Business Administration Management from Korea University and earned a JD from Vanderbilt University Law School.
James is based in the Seoul office in South Korea.
Dong-Lyul Lee is the Executive Director and Head of Sales, South Korea at EquitiesFirst.
Dong-Lyul is responsible for overseeing the firm’s strategic relationships with corporates, institutions and high-net-worth individuals in the South Korean market.
With more than 30 years of experience, Dong-Lyul brings deep industry knowledge and expertise in financial markets and products, including equities, bonds, derivatives and structured products, with a primary focus on asset-backed financing.
Prior to joining EquitiesFirst, Dong-Lyul was a senior sales advisor at Shinhan Financial Investment. He began his career at SK Securities and has worked for respected global institutions, namely Citibank, Salomon Smith Barney and Merrill Lynch. He has also served as Head of Private Banking Group at NH Investment & Securities. Dong-Lyul earned his PhD in business administration from Soongsil University. He also holds an MBA and a Bachelor’s degree in economics from Yonsei University and Korea University respectively.
Dong-Lyul is based in the Seoul office in South Korea.
Yunseok is the Director of Sales, South Korea at EquitiesFirst.
Yunseok is responsible for originating new business and leading product development for South Korea. He also manages the firm’s strategic relationships with companies, institutions and high-net-worth individuals in the market.
Prior to joining EquitiesFirst, Yunseok drove the sales and management of Korean Won and foreign currency bonds, as well as private wealth management with a focus on financial products, at Dongyang Investment Bank and Merrill Lynch Securities. With extensive experience in real estate project financing and M&A advisory, Yunseok is a seasoned expert in asset allocation and asset succession.Yunseok holds a Bachelor’s degree in Business Management from Korea University.
Yunseok is based in the Seoul office in South Korea.
Jiwon Park is the Administrative Manager, South Korea at EquitiesFirst.
Jiwon manages overall administration of the Seoul office and actively contributes towards enhancing the efficiency of office operations that adhere to global standards.
Prior to joining EquitiesFirst, Jiwon undertook manager roles at Samsung C&T Resort, Coex and OurHome in various fields such as administration, talent development, customer service and human resources. Jiwon holds a Master’s degree in Tourism Management from the Graduate School of Tourism, Sejong University.
Jiwon is based in the Seoul office in South Korea.
Gordon Crosbie-Walsh is the Chief Executive Officer, Asia at EquitiesFirst.
Gordon oversees all EquitiesFirst operations throughout the Asian region, focusing on business development across the firm’s five offices in Hong Kong, Singapore, Thailand, Beijing and Shanghai.
With over three decades of financial services experience, Gordon’s expertise spans chartered accounting, equity research, equity sales as well as investment banking and capital markets analysis.
Prior to joining EquitiesFirst, Gordon was part of the leadership team at several investment banking businesses, including CM Financial and Jefferies Asia, as well as the successful equity capital markets (ECM)/syndicate team at JP Morgan. Previously, he was also Managing Director and Head of Equities and Equity Sales in Hong Kong and China for Deutsche Bank and Salomon Smith Barney. Gordon holds a Bachelor’s degree from Monash University (Chisholm) in Melbourne, Australia.
Gordon is based at the Asia headquarters in Hong Kong, China.
Renuka Kuech is the Chief Operating Officer, International at EquitiesFirst.
Renuka is primarily responsible for supporting business operations and development across Asia-Pacific, the Middle East and North Africa and Europe. She works closely with the global operations team in the United States to develop and implement operational best practice, both domestically and internationally.
With more than 15 years of financial services experience, Renuka is an operational risk specialist with expertise spanning equity platforms, operational development, risk management and regulatory compliance.
Before joining EquitiesFirst, Renuka held senior global and regional roles at CLSA, Macquarie Bank, Australian Stock Exchange, Commonwealth Bank and KPMG. Renuka is a member of the Institute of Chartered Accountants Australia and holds a Bachelor’s degree in commerce from the University of New South Wales in Sydney, Australia.
Renuka is based in the Singapore office.
Jason Wong is Senior Manager of Operations at EquitiesFirst.
Working with EquitiesFirst’s Asia CEO, Jason is primarily responsible for ensuring operational efficiency of the firm across all business lines.
Prior to joining EquitiesFirst, Jason had extensive experience in the areas of administration and office management. He is also a licensed Responsible Officer under the Securities and Futures Commission to supervise Type 1 regulated activities. He holds a Bachelor’s degree in international economics and trade from Wuhan University.
Jason is based at the Asia headquarters in Hong Kong, China.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
Alvin Yap is the Chief Executive Officer, Singapore at EquitiesFirst.
Alvin primarily focuses on origination and business development for capital deployment. He is responsible for developing and managing business relationships with corporates, institutions, family offices, intermediaries and high-net-worth individuals.
With over 25 years of experience in investment banking and finance, Alvin has built extensive networks and gained professional expertise in cross-border M&A, IPO, private equity, venture capital, and fundraising across Asia.
Prior to joining EquitiesFirst, Alvin held senior leadership positions at global investment bank China International Capital Corporation, Credit Suisse, Ernst & Young, Arthur Andersen and SGX-backed private capital raising platform CapBridge Financial. Alvin graduated from the University of Cambridge with a MPhil in Finance and was awarded First Class Honors in B.A. (Hons) Accounting & Financial Management at the University of Essex, United Kingdom. He is a scholar of the Cambridge Commonwealth Trust and the British Council.
Alvin is based in the Singapore office.
Renuka Kuech is the Chief Operating Officer, International at EquitiesFirst.
Renuka is primarily responsible for supporting business operations and development across Asia-Pacific, the Middle East and North Africa and Europe. She works closely with the global operations team in the United States to develop and implement operational best practice, both domestically and internationally.
With more than 15 years of financial services experience, Renuka is an operational risk specialist with expertise spanning equity platforms, operational development, risk management and regulatory compliance.
Before joining EquitiesFirst, Renuka held senior global and regional roles at CLSA, Macquarie Bank, Australian Stock Exchange, Commonwealth Bank and KPMG. Renuka is a member of the Institute of Chartered Accountants Australia and holds a Bachelor’s degree in commerce from the University of New South Wales in Sydney, Australia.
Renuka is based in the Singapore office.
Daphne Tong is the Director of Operations and Administration, International at EquitiesFirst.
Daphne supports operational and administrative functions across the international offices.
With over 20 years of experience in the financial services industry, Daphne specializes in administrative management that ensures smooth business operations. She also brings with her well-established expertise in high-net-worth client servicing.
Prior to joining EquitiesFirst, Daphne held senior client servicing positions at the wealth management arms of JPMorgan Private Bank and Citibank Singapore. She holds a Bachelor’s degree in Business from Nanyang Technological University and a Diploma in Banking and Financial Services from Singapore Polytechnic.
Daphne is based in the Singapore office.
Gordon Crosbie-Walsh is the Chief Executive Officer, Asia at EquitiesFirst.
Gordon oversees all EquitiesFirst operations throughout the Asian region, focusing on business development across the firm’s five offices in Hong Kong, Singapore, Thailand, Beijing and Shanghai.
With over three decades of financial services experience, Gordon’s expertise spans chartered accounting, equity research, equity sales as well as investment banking and capital markets analysis.
Prior to joining EquitiesFirst, Gordon was part of the leadership team at several investment banking businesses, including CM Financial and Jefferies Asia, as well as the successful equity capital markets (ECM)/syndicate team at JP Morgan. Previously, he was also Managing Director and Head of Equities and Equity Sales in Hong Kong and China for Deutsche Bank and Salomon Smith Barney. Gordon holds a Bachelor’s degree from Monash University (Chisholm) in Melbourne, Australia.
Gordon is based at the Asia headquarters in Hong Kong, China.
Jason Wong is Senior Manager of Operations at EquitiesFirst.
Working with EquitiesFirst’s Asia CEO, Jason is primarily responsible for ensuring operational efficiency of the firm across all business lines.
Prior to joining EquitiesFirst, Jason had extensive experience in the areas of administration and office management. He is also a licensed Responsible Officer under the Securities and Futures Commission to supervise Type 1 regulated activities. He holds a Bachelor’s degree in international economics and trade from Wuhan University.
Jason is based at the Asia headquarters in Hong Kong, China.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
Gordon Crosbie-Walsh is the Chief Executive Officer, Asia at EquitiesFirst.
Gordon oversees all EquitiesFirst operations throughout the Asian region, focusing on business development across the firm’s five offices in Hong Kong, Singapore, Thailand, Beijing and Shanghai.
With over three decades of financial services experience, Gordon’s expertise spans chartered accounting, equity research, equity sales as well as investment banking and capital markets analysis.
Prior to joining EquitiesFirst, Gordon was part of the leadership team at several investment banking businesses, including CM Financial and Jefferies Asia, as well as the successful equity capital markets (ECM)/syndicate team at JP Morgan. Previously, he was also Managing Director and Head of Equities and Equity Sales in Hong Kong and China for Deutsche Bank and Salomon Smith Barney. Gordon holds a Bachelor’s degree from Monash University (Chisholm) in Melbourne, Australia.
Gordon is based at the Asia headquarters in Hong Kong, China.
Renuka Kuech is the Chief Operating Officer, International at EquitiesFirst.
Renuka is primarily responsible for supporting business operations and development across Asia-Pacific, the Middle East and North Africa and Europe. She works closely with the global operations team in the United States to develop and implement operational best practice, both domestically and internationally.
With more than 15 years of financial services experience, Renuka is an operational risk specialist with expertise spanning equity platforms, operational development, risk management and regulatory compliance.
Before joining EquitiesFirst, Renuka held senior global and regional roles at CLSA, Macquarie Bank, Australian Stock Exchange, Commonwealth Bank and KPMG. Renuka is a member of the Institute of Chartered Accountants Australia and holds a Bachelor’s degree in commerce from the University of New South Wales in Sydney, Australia.
Renuka is based in the Singapore office.
Cholticha Charoenrat is Manager of Operations and Administration at EquitiesFirst.
Cholticha is responsible for the overall management and administration of the firm’s Bangkok office. Working closely with director teams, Cholticha ensures smooth and efficient operations.
Prior to joining EquitiesFirst, Cholticha held a primary customer care associate role at Schneider Electric, a global energy management and automation company. She holds a Bachelor’s degree in communication arts from Silpakorn University.
Cholticha is based in the Bangkok office in Thailand.
Jason Wong is Senior Manager of Operations at EquitiesFirst.
Working with EquitiesFirst’s Asia CEO, Jason is primarily responsible for ensuring operational efficiency of the firm across all business lines.
Prior to joining EquitiesFirst, Jason had extensive experience in the areas of administration and office management. He is also a licensed Responsible Officer under the Securities and Futures Commission to supervise Type 1 regulated activities. He holds a Bachelor’s degree in international economics and trade from Wuhan University.
Jason is based at the Asia headquarters in Hong Kong, China.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
Jason Winderbaum is the Chief Executive Officer, Australia at EquitiesFirst.
Jason is responsible for driving origination strategies and overseeing business operations across Australia and New Zealand. He also provides governance as the Responsible Manager for the Australian Financial Services Licence.
With more than 20 years of financial services experience, Jason specializes in professional advisory and financing solutions for entrepreneurs, institutions, family offices and wealth advisers.
Prior to joining EquitiesFirst, Jason was a Private Banker at Credit Suisse and has also held a number of management and operational roles with local and global financial services firms and Ultra High Net Worth Family offices. He is a qualified Chartered Accountant and Financial Adviser with a Master’s degree in applied finance focusing on investment and wealth management.
Jason is based at the Australia headquarters in Sydney.
James Wong is an Associate Director at EquitiesFirst.
Working closely with the origination team, James is responsible for developing and implementing the relevant research and strategies for target markets and segments.
Before joining EquitiesFirst, James held a strategy and corporate development role at Hang Seng Bank. Prior to that, he worked in marketing roles at notable property and petroleum firms. He holds a Bachelor’s degree in information systems and computer science from the University of Hong Kong.
James is based at the Australia headquarters in Sydney.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
John Thoe is the Director of Production at EquitiesFirst.
John leads global underwriting and transaction development across EquitiesFirst’s business units in North America, Europe and Oceania, in addition to partnership relationship management.
With years of experience in the financial services industry, John brings an expertise in corporate portfolio management, wealth management and equity market analysis.
Prior to joining EquitiesFirst, John held senior advisory roles at Morgan Stanley Smith Barney, and served as an aide in the office of United States Senator Richard Lugar. John holds Series 3, 7, 63 and 65 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in economics and business administration from Indiana University in Bloomington.
John is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
Andrew Stevens is the Principal Representative, MENA at EquitiesFirst*.
Andrew is primarily responsible for managing marketing functions across the Middle East and North Africa.
With over a decade of experience in international financial services, Andrew specializes in business development and complex financing solutions aligned to equity-based portfolios.
Prior to EquitiesFirst, Andrew held key management roles in the financial industry, where he provided consultation to wealth management professionals, high-net-worth individuals and brokerage firms on alternative financing solutions.
Andrew is based in the Dubai office in the United Arab Emirates.
*EquitiesFirst is the trade name of Equities First Holdings Hong Kong Ltd (DIFC Representative Office) on Gate Precinct Building 4, 6th Floor, Office 7, Dubai International Financial Centre. EquitiesFirst is regulated by the DFSA as a Representative Office.
Renuka Kuech is the Chief Operating Officer, International at EquitiesFirst.
Renuka is primarily responsible for supporting business operations and development across Asia-Pacific, the Middle East and North Africa and Europe. She works closely with the global operations team in the United States to develop and implement operational best practice, both domestically and internationally.
With more than 15 years of financial services experience, Renuka is an operational risk specialist with expertise spanning equity platforms, operational development, risk management and regulatory compliance.
Before joining EquitiesFirst, Renuka held senior global and regional roles at CLSA, Macquarie Bank, Australian Stock Exchange, Commonwealth Bank and KPMG. Renuka is a member of the Institute of Chartered Accountants Australia and holds a Bachelor’s degree in commerce from the University of New South Wales in Sydney, Australia.
Renuka is based in the Singapore office.
Amy Webster is the Senior Manager of Operations and Administration, MENA at EquitiesFirst*.
Amy is primarily responsible for overseeing all operational and administrative functions within the Dubai office of the firm.
She brings with her more than 20 years of professional experience in operations and providing executive support to C-Suite management across different sectors.
Prior to joining EquitiesFirst, Amy was the Office Manager and Senior Executive Assistant at a Dubai-based Japanese multinational firm. She has also served in executive assistant and administration roles at several multinational institutions across financial services, real estate and hospitality.
Amy is based at the Dubai office in the United Arab Emirates.
*EquitiesFirst is the trade name of Equities First Holdings Hong Kong Ltd (DIFC Representative Office) on Gate Precinct Building 4, 6th Floor, Office 7, Dubai International Financial Centre. EquitiesFirst is regulated by the DFSA as a Representative Office.
Jeff Smith is the Senior Managing Director at EquitiesFirst.
Driving the development of origination at EquitiesFirst as well as its business units across North America, Europe, Asia and Oceania, Jeff is primarily responsible for the firm’s global client acquisition and marketing functions. He also oversees all underwriting activities within the organization.
Jeff brings over 30 years of extensive institutional experience and knowledge to EquitiesFirst, particularly in the areas of innovative financing, professional accounting and derivatives management.
Prior to joining EquitiesFirst, Jeff held key executive roles at Goldman Sachs, JPMorgan Chase, Prudential and Salomon Brothers. He has also served as a Certified Public Accountant at Deloitte. Jeff holds an MBA in finance and a Bachelor’s degree in accounting from Miami University in Oxford, Ohio.
Jeff is based at the global headquarters in Indianapolis, United States.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
John Thoe is the Director of Production at EquitiesFirst.
John leads global underwriting and transaction development across EquitiesFirst’s business units in North America, Europe and Oceania, in addition to partnership relationship management.
With years of experience in the financial services industry, John brings an expertise in corporate portfolio management, wealth management and equity market analysis.
Prior to joining EquitiesFirst, John held senior advisory roles at Morgan Stanley Smith Barney, and served as an aide in the office of United States Senator Richard Lugar. John holds Series 3, 7, 63 and 65 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in economics and business administration from Indiana University in Bloomington.
John is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
James Mungovan is the Chief Executive Officer, Europe at EquitiesFirst.
James oversees origination strategies and operational functions for all EquitiesFirst business units across Europe, Africa and Canada. He also serves as Chief of Staff for the firm’s London office.
With over 15 years in corporate finance, James brings a well-established expertise in serving diverse clients, including corporates, institutional advisors, ultra-high-net-worth individuals, and family offices.
Prior to joining EquitiesFirst, James was a solicitor at Baker McKenzie London, where he specialised in cross-border M&A and capital market transactions, and Memery Crystal LLP, advising public companies and market institutions. James completed the Legal Practice Course at University of West England in Bristol and holds a Bachelor’s degree in law from Manchester University.
James is based at the Europe headquarters in London, United Kingdom.
Oliver Lis is Director, Europe at EquitiesFirst.
Oliver mainly focuses on the development of origination and marketing strategies for EquitiesFirst in the United Kingdom.
With nearly 15 years of experience in financial services, Oliver brings extensive knowledge and expertise in wealth and portfolio management for high-net-worth individuals.
Prior to EquitiesFirst, Oliver worked as a private banker at Barclays Wealth and Investment Management. Oliver also has a Bachelor’s degree in politics from the University of Bristol.
Oliver is based at the Europe headquarters in London, United Kingdom.
Alex Baboolal is Director at EquitiesFirst.
Alex is responsible for business development and origination support functions across EquitiesFirst’s Europe operations.
Bringing with him over seven years of investment and finance experience, Alex specializes in institutional sales and relationship management.
Prior to joining EquitiesFirst, Alex held several account management positions at Fisher Investments. He holds a Bachelor’s degree in geology from the University of Birmingham in Edgbaston.
Alex is based at the Europe headquarters in London, United Kingdom.
Jules Wheatley is the Senior Manager of Operations and Administration at EquitiesFirst.
Jules is primarily responsible for the overall operations and administration of EquitiesFirst’s Europe headquarters in London, ensuring smooth operations across all office functions.
She brings with her over 20 years of professional experience in business operations, human resources, and providing executive support to C-suite management.
Prior to joining EquitiesFirst, Jules held several positions in business operations and staffing across the finance and recruitment industries. She holds a BTEC National Diploma in Business & Finance from Eastbourne College, Sussex.
Jules is based at the Europe headquarters in London, United Kingdom.
Julie LaPoint is the Director of Global Operations and Compliance at EquitiesFirst.
Julie leads the procedural execution of all EquitiesFirst transactions, overseeing legal, compliance and funding mechanisms. In addition to managing accounting and human resources functions at EquitiesFirst and its business units across North America, Europe, Asia and Oceania, Julie also serves as Chief Compliance Officer for the firm.
With nearly 30 years of experience in executive business management, Julie brings an established expertise in strategic corporate operations, regulatory compliance and global resource management.
Prior to joining EquitiesFirst, Julie served in various senior management roles in the accounting, construction, and service industries.
Julie is based at the global headquarters in Indianapolis, United States.
Katie Shore is the Senior Operations Manager at EquitiesFirst.
Directing all transaction settlements at EquitiesFirst, Katie is responsible for logistical efficiency throughout the transaction cycle. She is also Office Manager at the firm’s global headquarters, providing executive support to Founder and CEO, Al Christy.
Katie brings with her over 20 years of management experience, with vast knowledge in organizational management, sales operations and customer service.
Prior to EquitiesFirst, Katie held several executive positions in the areas of operations and logistics.
Katie is based at the global headquarters in Indianapolis, United States.
Reuben Flack is the Head Trader at EquitiesFirst.
Overseeing all trader and analyst functions at EquitiesFirst, Reuben’s primary responsibilities include managing the firm’s global portfolio, as well as strategic risk management and ongoing market and quantitative analysis.
With over two decades of professional experience in stock market trading, Reuben brings a wealth of knowledge to EquitiesFirst, growing the firm’s trade operations and partner relationships.
Reuben is based at the global headquarters in Indianapolis, United States.
Simon Moore is the Chief Risk Officer at EquitiesFirst.
Simon oversees the firm’s risk management functions, including the administration of EquitiesFirst’s global strategic risk management plan across business units in North America, Europe, Asia and Oceania.
Simon brings over 20 years of global derivatives and structuring experience, spanning risk assessment and management, quantitative analysis, strategic planning, and operational optimization.
Prior to his role at EquitiesFirst, Simon was the founder and director of Moore Quantitative Solutions. He also previously led the teams at Commerzbank and ING Barings. Simon holds a Bachelor’s degree in mathematics and computing from the University of Bath in Somerset, United Kingdom.
Brianna Jones is the Accounting Manager at EquitiesFirst.
Brianna is primarily responsible for overseeing accounting and banking operations at all EquitesFirst business units across North America, Europe, Asia and Oceania, ensuring transaction efficiency and service quality.
With over 13 years of professional accounting experience, Brianna manages the firm’s external accounts and third-party relationships while supporting transaction funding. She also works closely with the executive team to analyze financial data and manage human resources functions.
Prior to joining EquitiesFirst, Brianna held accounting roles across construction, medical and non-profit sectors. She holds a Bachelor’s degree in accounting from Indiana Wesleyan University in Marion.
Brianna is based at the global headquarters in Indianapolis, United States.
Amy Wittenauer is the Global Contract Manager at EquitiesFirst.
Amy is responsible for supporting the procedural execution of transactions across EquitiesFirst’s global business units in North America, Europe, Asia and Oceania.
Amy brings over a decade of experience in financial services, specializing in corporate operations, regulatory compliance and client servicing.
Prior to joining EquitiesFirst, Amy held operational roles at Western International Securities, PNC Investments and other financing institutions. She holds Series 7, 63 and 66 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in science from Purdue University in West Lafayette.
Amy is based at the global headquarters in Indianapolis, United States.
John Thoe is the Director of Production at EquitiesFirst.
John leads global underwriting and transaction development across EquitiesFirst’s business units in North America, Europe and Oceania, in addition to partnership relationship management.
With years of experience in the financial services industry, John brings an expertise in corporate portfolio management, wealth management and equity market analysis.
Prior to joining EquitiesFirst, John held senior advisory roles at Morgan Stanley Smith Barney, and served as an aide in the office of United States Senator Richard Lugar. John holds Series 3, 7, 63 and 65 licenses from the Financial Industry Regulatory Authority and a Bachelor’s degree in economics and business administration from Indiana University in Bloomington.
John is based at the global headquarters in Indianapolis, United States.
Stacy Carroll is an Accounting Assistant at EquitiesFirst.
Stacy supports all accounting and banking operations across the firm’s business units, ensuring transaction efficiency and service quality.
She brings over 15 years of experience in accounting and administrative management, with a focus on corporate administration and customer service.
Prior to joining EquitiesFirst, Stacy held various accounting and administrative roles across a range of industries, including financial services, medical and wellness.
Stacy is based at the global headquarters in Indianapolis, United States.
Jessica Cheng is the Marketing Director for all markets at EquitiesFirst.
Jessica is primarily responsible for driving the overall strategic planning and efficient implementation of EquitiesFirst’s global marketing, corporate communications, and public relations initiatives across international markets.
With over 15 years of professional experience in marketing and corporate communications, Jessica is an accomplished all-round marketing specialist with extensive expertise in strategic marketing, media relations, stakeholder engagement and digital marketing across multiple sectors.
Prior to joining EquitiesFirst, Jessica served as part of the Group Communications and Brand team at Home Credit International where she led successful online and offline marketing and communications campaigns. She also held senior marketing and communications positions across industries including fashion, entertainment and property firms. She holds a Bachelor of Arts degree from University of Hong Kong.
Jessica is based at the Asia headquarters in Hong Kong, China.
Azel Lin is the Marketing Manager at EquitiesFirst.
Azel is responsible for supporting EquitiesFirst’s global marketing, corporate communications, and public relations strategies across all markets.
She brings over 8 years of experience in marketing and communications, specializing in brand management and executing marketing strategies across a broad range of communication channels and international offices.
Prior to joining EquitiesFirst, Azel held marketing positions in both the banking and biomedical industries. During her tenure at marketing agencies, her client portfolio also extended to consumer electronics, fast-moving consumer goods, and tourism. She holds a Bachelor of Social Science degree from Singapore Management University, with a double major in Psychology and Marketing.
Azel is based in the Singapore office.
GLOBAL OFFICES
Bangkok
Sukhumvit Road, Klongtoey-Nua
Wattana, Bangkok 10110
Beijing
No. 1 Jianguomenwai Avenue,
Chaoyang District,
Beijing P.R. China
Dubai
6th Floor, Office 7
Dubai International Financial Centre (DIFC)
Dubai, United Arab Emirates
Hong Kong
AIA Central, 1 Connaught Road,
Central, Hong Kong
Indianapolis
Indianapolis, IN 46204,
United States
Seoul
Ujeongguk-ro, Jongno-gu,
Seoul, 03161, Korea
Shanghai
1515 West Nanjing Road, Jing’an District,
Shanghai 200040, P.R. China
Singapore
North Tower, Level 49
Singapore 048583
Sydney
2 Chifley Square,
Sydney, NSW 2000